Job Purpose
To ensure that all DDF partners follows compliance & RBI guidelines
Duties and Responsibilities
Compliance
1. Manage Audit Support team and frequency of Audit intervals
2. Analyse the Audit report and identify the current area for audit wherever it is applicable
3. Co-ordinate with DDF Vendors for compliance guidelines – DRA / COC etc
4. To give inputs to CP to improve their performance based on the concurrent audit reports.
5. Arrange Trainings with DDF FOS and ensure RBI guidelines are followed at each channel partner
6. Suggest corrective and preventive action plans for process improvement
7. Investigate suspicious cases shared by field team and share the final observations with respective BU
8. Maintain daily and month trackers for audit reviews
9. Submit weekly/monthly self-audit reports
Key Decisions / Dimensions
• Focused on audit improvement & control risk of DDF codes
Major Challenges
• Follow up with channel partner for improvement in audit parameter. getting required documents & data from channel partner Ensure DDF follows compliance & RBI guidelines