Job Summary :We are looking for a detail-oriented Investment Operations & Compliance Professional with 3+ years of experience in the insurance industry. The role involves managing investment operations, investment compliance monitoring, reconciliations, investment accounting support, and regulatory reporting activities.The ideal candidate should have a robust understanding of IRDAI Investment Regulations, investment compliance frameworks, and hands-on experience with investment back-office platforms such as Credence, M-Power, and M-Fund.Key ResponsibilitiesInvestment OperationsProcess investment transactions across debt, equity, mutual funds, government securities, and money market instruments.Capture investment deals accurately in investment management systems.Perform trade validation, settlement monitoring, and corporate action processing.Maintain investment records and supporting documentation.Investment Compliance & Regulatory ReportingMonitor compliance with IRDAI Investment Regulations, Guidelines, and Master Circulars.Track exposure limits, prudential norms, sectoral limits, and asset allocation requirements.Prepare investment compliance reports for management and regulatory purposes.Coordinate with auditors, compliance teams, custodians, and fund managers.Reconciliation & ReportingPerform daily, monthly, and quarterly reconciliations of investment portfolios.Prepare portfolio reports, investment schedules, MIS reports,



and management dashboards.Support preparation of regulatory returns and investment disclosures.Investment Accounting SupportMonitor interest accruals, dividend income, amortization, and valuation data.Assist in investment-related accounting and financial reporting activities.Coordinate with Finance and Actuarial teams for investment data requirements.System ManagementOperate and maintain investment back-office systems including:CredenceM-PowerM-FundOther investment management platforms (preferred)Required SkillsTechnical SkillsAdvanced Microsoft ExcelXLOOKUPINDEX-MATCHSUMIFSIFERRORData ValidationMIS & Dashboard ReportingPower Query (preferred)Domain KnowledgeIRDAI Investment RegulationsIRDAI Investment Master CircularsInvestment Compliance FrameworkFixed Income InvestmentsEquity InvestmentsMutual Fund OperationsInvestment Accounting & ReconciliationPreferred Candidate ProfileMinimum 3 years of experience in Investment Operations / Back Office within an Insurance CompanyExperience in investment regulatory reporting and compliance monitoringExposure to working with custodians, auditors, investment teams, finance departments, and actuarial teamsStrong understanding of insurance investment processes and controls#Investment Operations#Investment Back Office#Insurance Investment Operations#Investment Compliance#IRDAI Regulations#RDAI Investment Guidelines#Investment Accounting#Investment Reconciliation#Portfolio Reconciliation#Custodian Reconciliation#Regulatory Reporting#Portfolio Reporting#Fixed Income Operations#Mutual Fund Operations#Equity Operations#Government Securities#Corporate Actions#Trade Settlement#Investment MIS#

📌 Senior Executive-Investment Operations & Compliance (Insurance) (Maharashtra)
🏢 Ace Recruitment & Placement Consultants
📍 Maharashtra