Senior Securities Operations Specialist (Karnataka)

Senior Securities Operations Specialist (Karnataka)

09 Aug
|
Wells Fargo
|
Karnataka

09 Aug

Wells Fargo

Karnataka

About this role Wells Fargo is seeking a Senior Securities Operations Specialist In this role you will Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables identify chance for process improvements within Securities Operations Review and analyze moderately complex operational tasks or challenges that require an in-depth evaluation of variable factors Independently resolve moderately complex issues on a full process within a trade environment while leveraging solid understanding of the function policies procedures and compliance requirements may lead team to meet deliverables Collaborate and consult with peers colleagues and mid-level managers to resolve issues and achieve goals may lead projects teams or serve as a mentor for lower level staff Manage expertise in the following operational processes including client account onboarding cash payments customer service funding operations custodial operations securities settlement services structured loan operations and general ledger reconciliation Resolve moderately complex escalated issues within the scope of responsibility in Security Operations Research moderately complex business risks influence policies enhance customer satisfaction and review time sensitive documents and transaction requests Exercise independent judgment in understanding trade settlement workflow controls to minimalize the effects of operational breakdowns Contribute to overall effectiveness of the team according to plans monitor daily securities and cash related production work Lead or contribute to implementation of projects and new or revised processes and procedures that require coordination among operation teams and perform analysis for initiatives that support business strategies making decisions on matters with financial impact and risk Required Qualifications 4 years of Securities Operations experience or equivalent demonstrated through one or a combination of the following work experience training military experience education Skills Experience Required 4 years of overall experience in banking industry required Bachelor s degree in commerce or master s in business administration with finance stream Prior trade surveillance experience with minimum 4 years of overall experience Experience with SMARTS Actimize or similar Trade surveillance systems is a plus Experience with navigation and sourcing of information in Bloomberg public sources Product experience with exchange traded products including equities futures and Fixed income and or information barriers Asset management An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations Ability to prioritize work meet deadlines achieve goals and work under pressure in a dynamic and complex environment Detail oriented results driven and has the ability to navigate in a quickly changing and high demand environment while balancing multiple priorities Ability to research and report on a variety of issues using problem solving skills Proven ability proficiency with the use of various types of automation Effective oral and written communication skills Open to any shifts as applicable for APAC EMEA USA Canada Location Bangalore Posting End Date 29 Nov 2025 Job posting may come down early due to volume of applicants We Value Equal Opportunity Wells Fargo is an equal opportunity employer All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability status as a protected veteran or any other legally protected characteristic Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company They are accountable for execution of all applicable risk programs Credit Market Financial Crimes Operational Regulatory Compliance which includes effectively following and adhering to applicable Wells Fargo policies and procedures appropriately fulfilling risk and compliance obligations timely and effective escalation and remediation of issues and making sound risk decisions There is emphasis on proactive monitoring governance risk identification and escalation as well as making sound risk decisions commensurate with the business unit s risk appetite and all risk and compliance program requirements Candidates applying to job openings posted in Canada Applications for employment are encouraged from all qualified candidates including women persons with disabilities aboriginal peoples and visible minorities Accommodation for applicants with disabilities is available upon request in connection with the recruitment process Applicants with Disabilities To request a medical accommodation during the application or interview process visit Disability Inclusion at Wells Fargo Drug and Alcohol Policy Wells Fargo maintains a drug free workplace Please see our Drug and Alcohol Policy to learn more Wells Fargo Recruitment and Hiring Requirements a Third-Party recordings are prohibited unless authorized by Wells Fargo b Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

📌 Senior Securities Operations Specialist (Karnataka)
🏢 Wells Fargo
📍 Karnataka

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