Job Title: Sr. Analyst

Location: Gurgaon, India

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets.

Responsibilities

- Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.
- Deliver daily/monthly/quarterly compliance reports to PM team for the recent violations across all investment policies.
- Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.
- Assist in identifying the data governance and data reconciliation issues.
- Must be good with people management skills, must have on papers experience

Qualifications





- Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA
- 4-6 years of relevant experience in investment compliance monitoring with an exposure towards rule coding.
- Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.
- Good to have experience in querying database and analyzing large data sets

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Deliver

No Performance Parameter Measure 1 Process No. of cases resolved per day, compliance to process and quality standards, meeting process level SLAs, Pulse score, Customer feedback 2 Self- Management Productivity, efficiency, absenteeism, Training Hours, No of technical training completed

📌 Senior Analyst (Gurugram)
🏢 Wipro
📍 Gurugram