Job Purpose To ensure that all DDF partners follows compliance & RBI guidelinesDuties and Responsibilities
Compliance
1.
Manage Audit
Support team and frequency of Audit intervals
- Analyse the Audit report and identify the recent area for audit wherever it is applicable
- Co-ordinate with DDF Vendors for compliance guidelines – DRA / COC etc
- To give inputs to CP to improve their performance based on the concurrent audit reports.
5.
Arrange
Trainings with DDF FOS and ensure RBI guidelines are followed at each channel partner
- Suggest corrective and preventive action plans for process improvement
- Investigate suspicious cases shared by field team and share the final observations with respective BU
- Maintain daily and month trackers for audit reviews
- Submit weekly/monthly self-audit reportsKey Decisions / Dimensions
- Focused on audit improvement & control risk of DDF codesMajor Challenges
- Follow up with channel partner for improvement in audit parameter. getting required documents & data from channel partner Ensure DDF follows compliance & RBI guidelines