Key responsibilities include:

- Regulatory Compliance Management for IT Stay updated and ensure compliance with RBI Master Directions, CSITE Guidelines, SEBI directives, etc.

- Liaison with Regulatory Bodies Serve as the primary contact for routine interactions with regulatory bodies (RBI, SEBI, NPCI) for IT compliance and related matters.

- IT Policy and Framework Implementation Assist in the development and periodic review of IT compliance frameworks, policies, and SOPs in alignment with RBI and SEBI mandates.

- Risk Management and Assessment Conduct IT compliance risk assessments; identify and mitigate vulnerabilities in the Banks IT landscape.

- Audits and Inspections – Coordinate, oversee, and prepare documentation and responses for regulatory inspections and audits.

- Reporting and Documentation – Prepare periodic compliance reports for senior management and regulatory bodies. Maintain accurate records and documentation related to IT compliance, audits, and inspections.

- Information Security Management System (ISMS) – Support the implementation of robust ISMS practices across the bank.





- Compliance Risk Assessment System – Be a part of the implementation and ongoing maintenance of the Bank-wide Compliance Risk Assessment system.

- Evaluation of Risk Assessments – Evaluate the adequacy and comprehensiveness of risk assessments performed by the first line of defense.

Job Requirements The candidate should possess the following attributes:

- Graduate with 5–8 years of work experience in banking IT compliance teams or IT assurance roles (e.g., audits).

- Knowledge of compliance risk and its assessment.

- Positive understanding of key regulatory requirements like RBI & SEBI directives and mandates.

- Hands-on experience with compliance risk assessments and regulatory audits.

- Good Communication proficiency – Verbal and Written.

- Certifications like CISA, CISM, or CISSP would be an added advantage.

Preferred Qualifications:

- Experience working in the BFSI Sector

- Experience with regulatory interactions and front-ending inspections.

📌 IT Compliance Manager (Mumbai)
🏢 Kotak Mahindra Bank
📍 Mumbai