CS Industrial Trainee II Regulatory Compliance II Malad (West) (Mumbai Suburban)

CS Industrial Trainee II Regulatory Compliance II Malad (West) (Mumbai Suburban)

09 Aug
|
Motilal Oswal Financial Services (MOFSL)
|
Mumbai Suburban

09 Aug

Motilal Oswal Financial Services (MOFSL)

Mumbai Suburban

- Application to regulators for recent licenses

- Study regulations/circulars and get them implemented within team

- Change of shareholding, directors etc with regulators for their prior and post approvals

- Maintenance of data properly in folders

- Supporting in board meeting from compliance side

- Supporting in Internal Audits
- Supporting in business transfer processes

- Submissions of regulatory compliances on or before due dates

- Maintaining compliance tracker and updating tracker software regularly

- Dealing with auditors for networth certificates, shareholding certificates

📌 CS Industrial Trainee II Regulatory Compliance II Malad (West) (Mumbai Suburban)
🏢 Motilal Oswal Financial Services (MOFSL)
📍 Mumbai Suburban

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