Job Summary:

- The role involves managing corporate secretarial, regulatory, and legal compliances for the Company, with a focus on NBFC regulations, governance standards, and stakeholder management.

- The position also involves advising management on corporate governance, regulatory risks, and compliance frameworks.

Key Responsibilities:

A.Regulatory &

- Secretarial Compliance

- Ensure compliance with Companies Act, 2013, RBI regulations, and Secretarial Standards

- Make necessary filings with ROC, MCA, RBI, and other authorities

- Maintain statutory registers and records

- Manage compliance calendar

B.Corporate Governance

- Draft and circulate notices, agendas, and minutes for Board/Committee/General Meetings

- Ensure proper constitution and functioning of statutory committees

- Support governance best practices

C.Corporate Actions &

- Capital Management

- Handle private placement, rights issue, and allotment processes

- Manage ESOP compliances

- Coordinate ISIN creation and liaison with NSDL/CDSL and RTA

D.FEMA &

- Investment

- Handle FDI and FEMA compliances

- Ensure investor reporting and disclosures

E.Legal &

- Documentation





- Draft, vet, and review contracts and legal documents

- Support regulatory correspondence and litigation matters, if required

F.Risk &

- Compliance Management

- Monitor regulatory developments and assess impact

- Support internal and external audits

- Handle regulatory inspections and notices

G.Authority &

- Stakeholder Interaction

- Represent the Company before regulatory authorities

- Liaise with lenders, investors, and consultants Requirements:

- Qualified Company Secretary (ACS/FCS) and/or Law Graduate

- 4-7 years of post-qualification experience, preferably in NBFC/financial services

- Experience in regulatory audits and due diligence

- Strong understanding of corporate and financial regulations

Preferred Skills:

- Solid drafting and negotiation skills

- Proficiency in MCA and compliance tools

- Strong stakeholder management

- High attention to detail and risk orientation

- Ability to work independently Reporting Line: Head Legal &
- Compliance / Company Secretary

📌 Assistant Manager - Legal, Secretarial & Compliance (Gurugram)
🏢 Indifi Technologies
📍 Gurugram