Job Summary :

We are looking for a detail-oriented Investment Operations & Compliance Qualified with 3+ years of experience in the insurance industry. The role involves managing investment operations, investment compliance monitoring, reconciliations, investment accounting support, and regulatory reporting activities.

The ideal candidate should have a strong understanding of IRDAI Investment Regulations, investment compliance frameworks, and hands-on experience with investment back-office platforms such as Credence, M-Power, and M-Fund.

Key Responsibilities

Investment Operations

- Process investment transactions across debt, equity, mutual funds, government securities, and money market instruments.
- Capture investment deals accurately in investment management systems.
- Perform trade validation, settlement monitoring, and corporate action processing.
- Maintain investment records and supporting documentation.

Investment Compliance & Regulatory Reporting

- Monitor compliance with IRDAI Investment Regulations, Guidelines, and Master Circulars.
- Track exposure limits, prudential norms, sectoral limits, and asset allocation requirements.
- Prepare investment compliance reports for management and regulatory purposes.
- Coordinate with auditors, compliance teams, custodians, and fund managers.

Reconciliation & Reporting

- Perform daily, monthly, and quarterly reconciliations of investment portfolios.
- Prepare portfolio reports, investment schedules, MIS reports, and management dashboards.
- Support preparation of regulatory returns and investment disclosures.

Investment Accounting Support

- Monitor interest accruals,



dividend income, amortization, and valuation data.
- Assist in investment-related accounting and financial reporting activities.
- Coordinate with Finance and Actuarial teams for investment data requirements.

System Management

Operate and maintain investment back-office systems including:

- Credence
- M-Power
- M-Fund
- Other investment management platforms (preferred)

Required Skills

Technical Skills

- Advanced Microsoft Excel
- XLOOKUP
- INDEX-MATCH
- SUMIFS
- IFERROR
- Data Validation
- MIS & Dashboard Reporting
- Power Query (preferred)

Domain Knowledge

- IRDAI Investment Regulations
- IRDAI Investment Master Circulars
- Investment Compliance Framework
- Fixed Income Investments
- Equity Investments
- Mutual Fund Operations
- Investment Accounting & Reconciliation

- Preferred Candidate Profile

- Minimum 3 years of experience in Investment Operations / Back Office within an Insurance Company
- Experience in investment regulatory reporting and compliance monitoring
- Exposure to working with custodians, auditors, investment teams, finance departments, and actuarial teams
- Strong understanding of insurance investment processes and controls

#Investment Operations#Investment Back Office#Insurance Investment Operations#Investment Compliance#IRDAI Regulations#RDAI Investment Guidelines#Investment Accounting#Investment Reconciliation#Portfolio Reconciliation#Custodian Reconciliation#Regulatory Reporting#Portfolio Reporting#Fixed Income Operations#Mutual Fund Operations#Equity Operations#Government Securities#Corporate Actions#Trade Settlement#Investment MIS#

📌 Senior Executive-Investment Operations & Compliance (Insurance) (Mumbai)
🏢 Ace Recruitment & Placement Consultants
📍 Mumbai