Overview
As a Senior SOX Tester within the SOX Centre of Excellence (CoE), you will be
responsible for executing SOX compliance activities across an assigned portfolio
building deep end-to-end process knowledge and subject matter expertise while
supporting the ongoing maturity of the SOX program.
Working closely with the Team Lead, you will perform and coordinate SOX testing
activities, assess control design and operating effectiveness, support control
health checks, identify control deficiencies, and assist with remediation
efforts. You will partner with control owners and business stakeholders to
promote solid control practices, improve SOX awareness, and deliver
high-quality and consistent compliance outcomes.
The role will also support the operational development of the SOX CoE through
governance reporting, GRC administration, process standardisation, and
continuous improvement initiatives, helping establish a scalable, repeatable,
and sustainable SOX operating model that supports the organisation's long-term
compliance objectives.





Key Accountabilities and main responsibilities
Strategic Focus
* Develop strong knowledge of assigned business processes, risks, controls, and
regulatory requirements.
* Support the maturity of the SOX CoE by applying standardised, repeatable, and
sustainable SOX practices.
* Contribute improvement opportunities, lessons learned, and insights to
enhance program effectiveness.
* Build subject matter expertise within assigned portfolios to support risk
identification and control assessment.
* Support SOX planning activities, including risk assessments, scoping reviews,
and walkthroughs.
* Contribute to the enhancement of SOX governance, reporting, and GRC
capabilities through process improvements, standardisation, and automation
initiatives.

Operational Management

* Execute SOX testing activities in accordance with approved methodologies,
timelines, and quality standards.
* Conduct walkthroughs and assess control design and operatin

📌 Senior SOX Tester (Mumbai)
🏢 MUFG Pension & Market Services
📍 Mumbai