Role Description: - Compliance Analyst is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Money Laundering, Bribery & Corruption , Sanctions etc .
Role Requirements
To perform KYC risk assessments of Clients domiciled across the globe and identify the risks involved in the relationship.
Have relevant experience in conducting due diligence assessments related to Client, Ultimate Beneficiary and Senior Managements / Directors.
Able to identify and verify legal existence of client and its UBO’s and Directors/Sr. Management from authentic sources. Determine and establish corporate family tree to identify Individual Beneficiary owner.
Appropriately assess risk when business decisions are related to Sanctions, PEP, Money Laundering, Bribery Corruption, Adverse Media etc.
Must have performed Client Due Diligence on entity relationships.
Technical Skills
Applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating,
managing and reporting control issues with transparency.
Ability to identify the risk factors involved in client relationships and summaries the same in the assessment.
Basic understanding of Financial Crime Compliance related to AML / ABC or Sanctions requirements
General Skills
Solid verbal and written communication skills
Responsive and enthusiastic and able to work under defined deadlines
Ability to adapt to new changes and new challenges
Ability to prioritize work flows and ensure deadlines are met
Ability to forge strong relationships with colleagues
Ability to work independently and yet still be team-oriented
Proactive, self-motivated, detailed oriented and well-organized
Education/ Qualification:
Graduate from a recognized University with good academic record.
Work Experience:
Minimum 2- 5 years of experience in Due Diligence, Screening, AML / CFT, KYC policies and procedure, Insurance / Reinsur