Careers

Careers

Associate/Manager/Sr. Manager - Compliance

Location

Mumbai, Maharashtra (Preference for Mumbai based candidates)

Qualification

CA/CS/MCom/BCom from a reputed College/University

Experience

Freshers, candidates with relevant experience are preferred.

Vacancies

5

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Compliance Team (Role & Responsibility but is not limited to )

In-depth knowledge of banking law & practice, corporate laws (including but limited to Companies Act, Contract Act, Transfer of Property Act, Stamp Act, Registration Act etc.) SEBI Regulations, Insolvency & Bankruptcy Code & NCLT procedures, RDB and SARFAESI Acts,etc
Creation of appropriate charges on the assets of the corporates, i.e. mortgage, hypothecation etc
Monitoring of charged securities and ensure compliance of financial covenants from time to time
Advise corporates on various regulatory compliances
Compliance with SEBI Debenture Trustee Regulations and related Laws.
Protecting investors' right and lenders' interest
Coordinating with Borrowers & Lenders from time to time




Handling all compliance related operational aspects of respective transactions
Ensuring compliance with all regulations/directions of SEBI and other regulatory authority, provisions of the Companies Act 2013 etc. pertaining to Debenture/Bond issues.
Ensuring creation & perfection of stipulated security as stipulated in Information Memorandum/Prospectus, Debenture documentation etc. and filing of charges with RoC/CERSAI.
Monitoring the various obligations performed by Issuer Company imposed by Credit Rating Agency and any other authority.
Monitoring the various ratios, DRR, rating and financial condition of the Issuer Company on quarterly, half yearly and yearly basis.
Monitoring Collateral Security Ratio with reference to pledged securities.
Guiding the Issuer Company regarding the compliance, procedure relating to issuance of Debentures/Bonds, Stamp Duty implication, Security Creation, various SEBI Regulations and Companies Act.
Assi

📌 Compliance (Mumbai)
🏢 BeaconX
📍 Mumbai