The Corporate and Forensic Compliance vertical is part of the wider Compliance team within Acuity Knowledge Partners focused on providing email surveillance, voice reviews, marketing material reviews and pitch book review, code of ethics, forensic investigation, and social media monitoring related support to the firm’s clients.
Core function of the team includes reviewing correspondence, documents, and social media feed, gathering data, performing analyses, documenting results, and escalating to line compliance coverage. The role will require stakeholder management and ability to multi-task.
Primary Responsibilities:
Participates and leads credit or scorecard review initiatives to ensure the Bank’s current lending channels are compliant with published credit policies, underwriting guidelines, departmental procedures, regulatory requirements and investor guidelines.
Review moderate to complex loan documentation, using up-to-date comprehensive knowledge and experience to mitigate risks. Prepares written report for Department Manager detailing observations and recommendations for corrections. Works with impacted business units to address remediation and training.
Analyzes published business unit policies, procedures, and forms to ensure accuracy and alignment with current investor guidelines and requirements. Consults with Government and Agency investors, vendors, legal counsel and Lending Compliance department, as needed. Serves as Compliance Coordinator for Banks Management Directives and Guidelines
Prepares written report for Department Manager detailing observations and recommendations for corrections. Facilitate and lead discussions with Business Unit Managers and Senior Leadership as it pertains to Quality Control review results. Identify opportunities for current reviews, enhancements, a