Job Summary

The Principal Officer (PO) serves as the key regulatory and governance leader for the AIF at GIFT City. The role is to ensure that all the activities of the FME, but not limited to fund management, risk management and compliance, are in accordance with the provisions of these IFSCA, SEBI regulations, and various circulars and guidelines issued thereunder, with a solid focus on investor protection, ethical conduct and transparency. The PO acts as the primary interface with IFSCA and other authorities, ensuring the firm operates within the highest standards of compliance and governance while meeting investment objectives in the best interest of investors

Key Responsibilities

Core Responsibilities:

Regulatory & Governance Compliance

Ensure full adherence to IFSCA (Fund Management) Regulations and internal compliance frameworks.
Serve as the principal liaison with IFSCA; oversee all filings, reports, and disclosures.
Report any non-compliance immediately and ensure corrective action.
Review and strengthen internal controls and risk frameworks

Fund & Investment Oversight





Oversee portfolio and fund management in line with scheme objectives and investor interests.
Monitor investment limits, valuation, and reporting accuracy.
Ensure transparent and fair investor communication.

Investor Protection & Grievance Handling

Review investor complaints periodically and ensure prompt resolution.
Maintain high standards of disclosure and client communication.

Ethics & Conduct

Uphold IFSCA’s Code of Conduct – integrity, honesty, fairness, and transparency.
Avoid conflicts of interest and ensure all dealings are at arm’s length.
Comply with internal policies on gifts, entertainment, and ethical behaviour.

Leadership & Coordination

Coordinate Compliance, Fund Management, Risk, and Operations for regulatory alignment.
Present periodic compliance and governance updates to the Board.
Foster a culture of ethics, discipline, and accountability.

Our Commitments

We a

📌 Team Lead (Gandhinagar)
🏢 Standard Chartered India
📍 Gandhinagar