Job Description
Purpose of the role
To monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.
Accountabilities
Monitoring market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct.
Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
Business support in projects related to the firm’s market surveillance framework.
Regulatory query and internal/external audit support.
Provision of accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends.
Execution of appropriate controls aligned to the Barclays control framework and related firm-wide standards.
Control environment support in relation to data quality, model effectiveness and efficiency.




Vice President Expectations
To contribute or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures..
If managing a team, they define jobs and responsibilities, planning for the department’s future needs and operations, counselling employees on performance and contributing to employee pay decisions/changes. They may also lead a number of specialists to influence the operations of a department, in alignment with strategic as well as tactical priorities, while balancing short and long term goals and ensuring that budgets and schedules meet corporate requirements..
If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an setting for colleagues to thri

📌 Fixed Income Trade Surveillance Advisory (Pune)
🏢 Barclays
📍 Pune