Job Title: Vice President Trade Conduct and Finance Control Trade Conduct Controls
The position is a people manager role servicing HSBC globally with conduct controls aiming to prevent and detect unauthorised trading, fulfil regulatory and audit requirements whilst delivering optimal execution for both clients and the bank on a global cross asset basis. Responsibilities also include the accountability for reporting SMMD and Volcker returns and supporting Regulatory documentation processes that include HKMA, EMIR, MIFID II, CFTC, SEC.
Oversight of completeness reconciliations and Quality Assurance of benchmark reporting for SMMD, EURIBOR, EIBOR, SORA and HIBOR.
The post will support managing the operation and controls as is today, but also support the strategy, articulation, and delivery of the target operating model for the TCFC team and process optimization and delivery.
This role involves close engagement with stakeholders in the sites and offshore Operations, IT, Operations Management, Change Management, Regulatory Business Support, Client Management Group, Internal Audit, NFR,



Front Office Trading and COO teams.
Governance and Committee Memberships (membership of ExCos, Risk Management Meeting)
This role requires the participation in multiple stakeholder governance, monthly risk forums as part of the NFR framework alongside a suite of daily/weekly governance in managing the team’s daily activity and commitments.
In this role, you will:
Principal Accountabilities and Responsibilities (e.g., for Business, Customers and Stakeholders; internal control environment, etc.)
Support the strategy and implementation of the standardized TCFC controls target operating model.
Partner with senior business stakeholders to design and implement the Front to Back Operating Model to be adopted across all regions.
Support the effective and smooth running of day-to-day controls.
Running daily / monthly controls; investigation & resolution of issues.
Responding to ad hoc queries from

📌 Vice President Trade Conduct and Finance Control Trade Conduct Controls (Bengaluru)
🏢 HSBC
📍 Bengaluru