Role: Operation Risk Management
Years of experience - 3 -5 Years
Requirement: BFSI Sector CA/MBA/M.Com
Location - Mumbai (Goregaon)

Key Responsibilities-

Support the implementation and continuous enhancement of the Operational Risk Management (ORM) Framework across business, operations, and support functions.
Partner with stakeholders to identify, assess, monitor, and mitigate operational risks through Risk Registers and Risk & Control Self-Assessment (RCSA) exercises.
Review and challenge Risk Registers and RCSAs periodically to ensure alignment with changes in products, processes, technology, business models, and regulatory requirements.
Monitor and analyse Key Risk Indicators (KRIs), identify emerging risk trends, and facilitate timely remediation of control gaps and risk events.
Conduct end-to-end process reviews to identify operational risks, control weaknesses, process inefficiencies, and opportunities for control enhancement and automation.
Review Product Notes, SOPs, Policies, Operating Manuals,



and business processes to identify key risk exposures and ensure effective preventive, detective, and corrective controls are embedded.
Review and assess application access controls and user entitlement management processes, including user provisioning, de-provisioning, role-based access, periodic access recertification, privileged access management, and segregation of duties controls.
Review physical access control processes for critical offices, data centres, records storage locations, and restricted areas to ensure compliance with security and regulatory requirements.
Support Third-Party Risk Management (TPRM) and Outsourcing Governance activities, including vendor onboarding due diligence, vendor risk assessments, outsourcing compliance, periodic reviews, contract governance, and vendor site visits.
Track operational risk incidents, near misses, audit observations, and regulatory findings, and facilitate closure of corrective and preventive actions.
Assist in p

📌 ORM - Operational Risk Management (Mumbai)
🏢 Kotak Neo
📍 Mumbai