Responsibilities

Verify, create, modify and update clients form 5500 filing and provide support to Auditors file their Audits with IRS and DOL. Employee should also be able to handle and help clients / individual customers within defined SLA

Reporting Relationship

This position will report to Associate Manager- Operations

Key Responsibilities

Should have experience on Compliance, Form 5500 Filing and audits.
Should have positive written and verbal communication
Analyze details to determine appropriate action needed in term of processing the transactions.
Consult available resources including technical documentation, updates, computer system application features, coworkers and Mentors to perform daily task. Make suggestions for improvement in procedures/processes
Efficiently and effectively process work to meet or exceed production expectations
Perform assigned work accurately to meet or exceed quality expectations that results in increased client satisfaction and profitability for PFG
Improve personal effectiveness that positively impacts work,



environment and enhancement of skills
Develop partnerships among peers and those supported to increase ownership of work and sustain an efficient process
Compliance to PGS policies and Flexibility as per business needs
Perform other job related duties, other processes within the BU or special projects as required or as assigned by superior

Qualifications

Required Years of Experience - 2 - 4 years of experience

Candidate preferred with Retirement domain and 5500 filings/compliance Testing experience.
Should have researching skills, eye to detail and knowledge about the retirement products.
Should be able to manage client’s question and help them submit compliance testing questioner.
Should have good written and verbal communication.
Working knowledge on MS Office tools, specifically MS Excel.
Minimum of 1-2 years of experience in back office. Insurance, Retirement plan and Financial Institution experience preferred.
Excell

📌 Process Specialist (Pune)
🏢 Principal Financial Group
📍 Pune