Job Title Auditor Reporting To Senior Auditor/TL

Job Code ID NA Business Unit Internal Audit

Grade/ Level G7 and below Sub Business Unit General Banking Audit Product Functions

Management Band Junior Management Location YBH, Mumbai

Section II: JOB ROLE SCOPE

Number of Direct

Reports 1 to 2 Financial Metrics (Budget, Revenue, etc.) -

Total Team Size 1 to 2

SECTION III: PURPOSE OF THE ROLE

Perform independent, risk-based audits across the bank’s corporate support departments and independent control units. Your role

ensures robust corporate governance, regulatory compliance, operational efficiency, and effective risk management across non-revenue

generating functions.

SECTION IV: KEY RESPONSIBILITIES & KPIS OF THE ROLE

Responsibilities KPIs

Strategy and

Planning

Audit the Risk Management framework, evaluating how Credit Operational Risk and Market Risk teams monitor risk limits.
Review the Compliance Department’s processes for tracking regulatory updates, managing regulatory correspondence, and filing mandatory disclosures.




Evaluate the Financial Crime / Anti-Money Laundering (AML) unit’s transaction monitoring, suspicious transaction reporting (STR), and sanction screening mechanisms.
Assess the Whistleblower and Fraud Risk Management frameworks to ensure complaints are logged, investigated, and closed objectively.
Review Human Resources operations, including payroll management, employee background verification, incentive calculations, and separation processes.
Audit Procurement and Vendor Risk Management, assessing tendering processes, vendor onboarding, contract governance, and SLA compliance.
Evaluate Corporate Real Estate and Administration controls, including physical branch security, access control systems, and fixed asset management.
Assess Business Continuity Management (BCM) and Disaster Recovery (DR) plans across corporate locations.
Verify the health of central accounting systems by reviewing inter-branch accounts, suspense accounts, and hig

📌 Auditor (Mumbai)
🏢 Yes Bank
📍 Mumbai