Responsibilities

Strategy

Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws
Ensure that the Bank’s and client’s interests are covered in all instances
Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are complied at all times
To suggest process, change if local conditions warrant making the processes stronger
To ensure that proper risk classification is done at the time of approving transactions
To complete review of all relevant reports
Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section
Ensure completion of EOD processes within one hour of receipt of files from Exchanges
To ensure that the month-end activities and regulatory reporting are done within defined timelines
Ensure punctuality and discipline
Ensure proper update and maintenance of collaterals
Work in shifts whenever required
Cross-skilling - To act as back-up




Support Business and Product in recent products and implementation of new processes

Business

Provides best in service to support to address client’s queries and issues
Ensures all the information transactions are processed as per the agreed deadline.
Ensures all the instructions are processed well with in the market deadline.
Ensures all the procedures laid down in the Departmental Operating Instructions and the Key Control Standards are adequately followed.

Regulatory Reporting

Ensure all Regulatory reporting are done appropriately and with-in timelines.

Escalation

Keep the immediate Manager advised of the regular operations as well as report extraordinary occurrences so as to enable taking of appropriate action.

Processes

Processing of Derivatives Transaction of Equity Derivatives, Currency and Interest Rate Derivatives and Securities Lending and Borrowing (SLBM)
Processing of Trades related to PCM Operations
Ensure all clients reporting are d

📌 Assistant Manager, PCM, Securities Services 1 (Mumbai)
🏢 Standard Chartered India
📍 Mumbai