About AQR Capital Management
AQR is a global investment management firm built at the intersection of
financial theory and practical application. We strive to deliver superior,
long-term results for our clients by seeking to filter out market noise to
identify and isolate what matters most, and by developing ideas that stand up to
rigorous testing. Underpinning this philosophy is an unrelenting commitment to
excellence in technology — powering our insights and analysis. This unique
combination has made us leaders in alternative and traditional strategies since
1998.
AQR takes a systematic, research-driven approach, applying quantitative tools to
process fundamental information and manage risk. Our clients include
institutional investors, such as pension funds, insurance companies, endowments,
foundations and sovereign wealth funds, as well as financial advisors.
Your Role
* Conduct comprehensive and timely reviews of various materials, including but
not limited to marketing and other client-facing material, client reports,
research papers, webisodes, and social media content.
* Assess materials across multiple asset classes and investment strategies for
compliance with applicable global regulations (e.g., SEC Rule 206(4)-1, FINRA
Rule 2210, ESMA, FCA and non-US regulatory regimes) and internal firm
policies.
* Apply expertise in the review of complex presentations, including
hypothetical and back-tested performance, reviewing for regulatory
compliance.
* Provide proactive, transparent, and solution-oriented guidance to business
development and investment professionals regarding compliant advertising and
performance reporting practices.
* Interpret and communicate about relevant regulatory rules and developments,
translating them into actionable compliance and business guidance.
* Maintain relevant industry and regulatory knowledge, including monitoring and
providing feedback on relevant rulemaking initiatives, risk alerts and other
regulatory matters.
* Assist with the
📌 Compliance - Compliance Marketing Review - Associate (Bengaluru)
🏢 AQR
📍 Bengaluru