Role & responsibilities

Secretarial & Corporate Governance

- Conduct Board Meetings, Committee Meetings, and General Meetings.
- Draft and maintain minutes, resolutions, and statutory registers.
- Ensure compliance under the Companies Act, 2013 and applicable rules.
- Lead secretarial audit and ensure corrective compliance actions.

NBFC & RBI Compliance

- Ensure regulatory compliance with Reserve Bank of India guidelines applicable to NBFCs.
- Monitor regulatory returns and reporting requirements.
- Liaise with RBI for inspections and supervisory matters.

Capital Raising & Listing

- Manage issuance of:
- Non-Convertible Debentures (NCDs)
- Compulsorily Convertible Debentures (CCDs)
- Handle private placement processes.
- Coordinate with merchant bankers, debenture trustees, legal advisors, and registrars.




- Ensure compliance with Securities and Exchange Board of India regulations.
- Oversee listing compliance with National Stock Exchange of India / BSE Limited.

Foreign Investment & FEMA

- Ensure FEMA compliance for foreign investment.
- Manage FDI reporting (FC-GPR, FC-TRS).
- Coordinate valuation certifications and regulatory filings.

Compliance Framework & Risk Governance

- Develop internal compliance systems and SOPs.
- Draft governance policies (Insider Trading, Related Party Transactions, Code of Conduct, etc.).
- Prepare compliance reports for the Board.

📌 Company Secretary (Navi Mumbai)
🏢 Integro Finserv
📍 Navi Mumbai