Position BU/Function Audit Name of Executive Employee Number Reporting to Head – Credit Audit Responsibilities/ Ø Responsible for conducting independent review /audits of the Wholesale Banking portfolio to ensure the accuracy, compliance, and effectiveness of Credit Processes, risk management and loan documentation. Ø Participate in audits of various businesses, processes and operations related to Wholesale Banking. Ø The position will require in-depth understanding of Credit Risk management, Regulatory requirements, and internal policies with focus on mitigating risks. Ø Drafting and issuance of findings and discussion with Auditee for closure of same. Ø Assist in Planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank.



Ø Ensure completion of assigned audits and documentation of work papers on time. Ø Track status of issues reported and closure of open audit points. Ø Assist in keeping relevant processes benchmarked to the Best Practices and peer banks. Ø Assist in keeping Audit Procedure Manual and checklists current and updated. Ø Provide improvement/ suggestions to existing process / systems to line management Ø Provide oversight to the Concurrent Audit process. Ø Ensure submission of concurrent audit reports on time Ø Ensure regular update of concurrent audit checklists Ø Ensure appropriate review of concurrent audit issues Ø Ensure follow-up & rectification of concurrent audit issues

📌 Auditor (Mumbai)
🏢 Yes Bank
📍 Mumbai