Roles & Responsibilities: Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs
Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA etc
Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc
Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals
Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws
Coordinating with RBI officials during RBI Inspection
Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level.
Tracking and closure of Customer Services complaints received via RBI or customer support team
Advisory in Compliance related matter/ RBI circular interpretation