Internal Audit Financial Services role based in Gurgaon/Gurugram, aligned with openings commonly seen at Big 4 firms and consulting organizations.

Internal Audit – Financial Services (Domestic Market) only

Location: Gurgaon (5 days office)

Experience: 2-8 Years

Industry: Banking / NBFC / FinTech / Insurance / Capital Markets

Job Responsibilities

- Execute risk-based internal audits for Financial Services clients.
- Perform process reviews and evaluate internal controls across business functions.
- Conduct Risk & Control Matrix (RCM) walkthroughs and testing.
- Identify control gaps and recommend practical remediation measures.
- Assess compliance with RBI, SEBI, IRDAI, FEMA, AML/KYC, and other applicable regulations.
- Prepare audit workpapers, observations, and audit reports.
- Participate in audit planning, fieldwork, reporting, and follow-up activities.
- Review operational, financial, and regulatory processes to improve governance.




- Interact with client stakeholders to discuss audit findings and closure plans.
- Support SOX/IFC testing, process documentation, and risk assessments where required.

Required Skills

- Robust understanding of Internal Audit methodology.
- Experience in Banking, NBFC, Insurance, FinTech, Asset Management, or Capital Markets.
- Knowledge of risk management and internal controls.
- Experience with RCMs, SOPs, process mapping, and audit documentation.
- Familiarity with RBI/SEBI/AML/KYC regulations.
- Excellent analytical, communication, and stakeholder management skills.
- Good working knowledge of Excel, PowerPoint, and audit tools.

Preferred Qualifications

- CA / CA Inter / MBA (Finance) / B.Com / M.Com.
- CIA, CISA, FRM, or other relevant certifications are an added advantage

📌 Internal Audit Professional - Financial Services (Gurugram)
🏢 protiviti india
📍 Gurugram