11 Aug
|
Recognized
|
Hyderabad
11 Aug
Recognized
Hyderabad
Role: Compliance & Operations Associate
Experience Required: 2 to 4 years
CTC: 8 to 10 LPA
Bond: 2 years
About GCIA GCIA is a SEBI -registered Investment Advisory and Portfolio Management Services firm. As we scale, we need a sharp compliance and operations professional to anchor our regulatory and operational engine — with full ownership from Day 1.
Role Split: 70% Compliance | 30% Operations
Pillar 1 — Regulatory Compliance
- Own all SEBI filings, statutory records and regulatory correspondence for IA and PMS registrations
- Monitor and implement SEBI circulars and amendments; brief senior management on material changes
- Lead preparation for SEBI inspections, internal audits and third -party compliance reviews
- Maintain a compliance calendar to ensure zero regulatory lapses
- Review all marketing materials, client communications and investment proposals for regulatory adherence
Pillar 2 — Client -Level Compliance and Grievance Management
- Oversee AML/KYC frameworks, client suitability assessments and fee structure compliance
- Manage conflict -of -interest policies and periodic KYC refresh
- Handle client grievance management and timely resolution reporting via SEBI SCORES