Key Responsibilities

Manage and ensure compliance with all applicable secretarial requirements under the Companies Act, 2013 for the Private Limited Company.

Handle and monitor SEBI Registered Investment Adviser (RIA) compliances, including periodic filings, record maintenance, and regulatory reporting.

Draft, review, vet, and finalize legal documents such as agreements, affidavits, declarations, undertakings, and other contractual documents.

Provide legal support in relation to commercial contracts and regulatory matters.

Ensure compliance with regulatory requirements applicable to the NBFC-P2P business, including RBI-related compliances, filings, documentation, and reporting.

Maintain statutory records, registers, and compliance trackers.





Coordinate with internal stakeholders, auditors, consultants, and regulatory authorities for compliance-related matters.

Assist in implementation and monitoring of legal and compliance policies and processes. Skills

Qualified Company Secretary (CS) / CS Inter / LLB or equivalent qualification in Law, Company Secretaryship, or Compliance.

Prior experience in secretarial, legal, and regulatory compliance functions.

Exposure to SEBI RIA and NBFC-P2P regulatory framework will be preferred.

Legal Drafting & Contract Review

Regulatory Documentation

📌 Legal Compliance Officer (Mumbai)
🏢 1 Finance
📍 Mumbai