About the Company A leading Banking client committed to delivering innovative financial solutions while ensuring compliance with regulatory standards. Their mission is to empower clients through responsible lending practices and foster a culture of integrity and transparency. About the Role

This role provides advisory support to the Assets & Lending teams on compliance and regulatory matters affecting the Bank's activities in the Advances & Fintech space. Key Responsibilities

Advise business teams on regulatory and compliance matters, and engage actively to ensure effective implementation of guidelines. Help business teams assess the impact of regulatory changes. Support RBI inspections by coordinating with departments on data requests and ensuring timely submissions.

Monitor RBI inspection. Identify and implement policies and processes aligned with current guidelines, and respond to queries from Business, Credit, Operations, and Support functions. Conduct periodic reviews of policies.

Provide compliance input on product launches and asset compliance matters. Advise business and support units on compliance issues arising in operations. Assist with license and registration applications, including document preparation, stakeholder discussions, and submission to RBI.

Provide timely information and clarifications when requested by RBI. Prepare compliance-related agendas for Board and Committee meetings, and liaise with senior management and stakeholders.



Review responses to complaints received from RBI/Ombudsman, ensuring resolution within TAT.

Represent and liaise with regulators to resolve issues affecting business operations. Qualifications

12–15 years of relevant experience in banking compliance. Professional certification such as CS, CA, MBA, or CAIIB preferred; IIBF certification in compliance or related subjects is a plus.

Required

Skills

Regulatory compliance experience specific to Assets (Loans and Advances). Strong knowledge of loan products including MSME, mortgages, and personal loans. Well-versed in RBI regulations on loans and advances, interest rates, and IRAC norms.

Preferred

Skills

Broad knowledge of banking products. Strong grasp of regulatory guidelines, financial regulations, and compliance frameworks. Ability to identify compliance risks and recommend mitigations. Strong team collaboration skills, with a track record of supporting high-performing teams.

Excellent problem-solving and decision-making abilities in complex situations. Strong communication and interpersonal skills across all levels of the organization. Analytical mindset with close attention to detail.

Ability to work under pressure in a quick-paced environment.

Equal Opportunity Statement The Bank is an equal opportunity employer committed to fostering a diverse and inclusive workplace, where all employees are valued and respected.

📌 AVP/ Vice President Compliance (Mumbai)
🏢 Alpha Orion
📍 Mumbai