Reporting to: Associate Director Central Risk & Quality

Function: Central Risk & Quality

Location: Mumbai (Dadar)

Qualification: Chartered Accountant (India) mandatory

Role Summary:

The Assistant Manager Central Risk & Quality supports the Central Risk & Quality function in coordinating, collating, and maintaining risk, quality, and compliance information across the India firm. The role is execution-focused and plays a critical part in ensuring accuracy, completeness, and timeliness of information used for leadership reporting, governance, and regulatory compliance.

Key Responsibilities:

1. Risk & Quality Information Coordination

- Collate risk, quality, and compliance data from service lines across the firm.
- Maintain central trackers, templates, and data repositories.
- Perform completeness and accuracy checks before escalation.

2. Compliance Support & Documentation

- Support compilation of firm-wide compliance submissions.
- Maintain compliance calendars, evidence folders, and documentation logs.
- Track compliance confirmations and follow up on pending items.

3. Risk & Quality Analysis Support

- Assist in analysing risk and quality data to identify basic trends and gaps.
- Prepare draft summaries, tables, and charts for reporting.
- Support remediation tracking activities.

4. Client Acceptance, Independence & Conflict Support

- Support documentation for client acceptance and continuance processes.
- Assist with conflict and independence documentation and tracking.
- Maintain records for high-risk reviews.

5. Policy & Process Administration

- Maintain policy repositories and version control.
- Support communication of approved policies.




- Assist in mapping policies to procedures and compliance requirements.

6. Regulatory, Professional & Network Reviews

- Support coordination of responses to regulatory and review requests.
- Collate requested documentation and evidence.
- Maintain action trackers for review findings.

7. Governance & Leadership Reporting Support

- Assist in preparing materials for India Risk Committee and governance forums.
- Compile dashboards, presentations, and trackers.
- Maintain records of actions and follow-ups.

8. Training & Risk Culture Support

- Support tracking of mandatory ethics and risk training.
- Prepare training completion reports.
- Assist with risk & quality awareness initiatives.

9. Stakeholder Coordination

- Liaise with service line risk teams and enabling functions.
- Follow up on information requests and deadlines.
- Escalate delays or issues to the Senior Manager.

10. General

- Provide day-to-day operational support to the Senior Manager.
- Assist with ad-hoc risk and compliance initiatives.
- Identify process improvement opportunities.

Qualifications

- Chartered Accountant (India) or CPA / ACCA equivalent.
- Relevant certifications or coursework in risk, compliance, or governance desirable.

Experience Requirements

- 5-8 years of experience in a professional services firm.
- Experience in risk management, quality, compliance, or governance roles.
- Exposure to regulatory or internal quality reviews preferred.

Core Competencies

- High attention to detail and data accuracy.
- Solid organisational and coordination skills.
- Clear communication and follow-up discipline.
- High integrity, discretion, and reliability.

📌 Assistant Manager- Central Risk & Quality (Mumbai)
🏢 BDO India
📍 Mumbai