Manager –Compliance, Legal (Mumbai)

Manager –Compliance, Legal (Mumbai)

12 Aug
|
Corenza
|
Mumbai

12 Aug

Corenza

Mumbai

About Company

The company operates in the investment and financial services sector, focusing on identifying, backing, and managing growth opportunities across diverse businesses and asset classes.

Job Description

Position Summary
We are seeking a qualified Company Secretary (CS) and LLB professional with approximately 10 years of experience to manage legal, regulatory, secretarial, compliance, and governance functions. The role requires robust expertise in SEBI AIF Category II regulations, FEMA, Companies Act, corporate governance, portfolio company compliance oversight, contract management, and HR-related statutory compliances .
The incumbent will serve as a trusted advisor to management, ensuring adherence to applicable laws, regulations, and best governance practices while supporting business operations and fund management activities.
Key Responsibilities
1. Fund & Regulatory Compliance (AIF Category II)
- Ensure compliance with SEBI regulations applicable to Alternative Investment Funds (AIF Category II).
- Monitor regulatory filings, disclosures, reporting requirements,



and investor-related compliances.
- Coordinate with Trustees, Fund Administrators, Auditors, Custodians, and Legal Counsel.
- Track amendments in SEBI regulations and advise management on compliance implications.
- Maintain compliance calendars and ensure timely regulatory submissions.

2. Corporate Secretarial & Companies Act Compliance
- Manage all secretarial matters under the Companies Act, 2013.
- Draft, review, and maintain:
- Board Resolutions
- Shareholders' Resolutions
- Notices and Agenda
- Minutes of Board and Shareholder Meetings
- Corporate Policies and Governance Documents
- Handle MCA filings including annual filings, event-based filings, and statutory registers.
- Ensure compliance with corporate governance standards and secretarial requirements.

3. FEMA & Cross-Border Compliance
- Manage FEMA-related transactions and compliances.
- Coordinate with banks, consultants, and reg

📌 Manager –Compliance, Legal (Mumbai)
🏢 Corenza
📍 Mumbai

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