Job Title: PMS Dealer- FinTech Platform

Job Role: To execute and manage trades for PMS portfolios on a technology
driven platform, ensuring effective, compliant, and data-backed
execution while leveraging trading systems, APIs, and analytics tools.

About Finnovate: Finnovate is a holistic financial planning and wealth advisory platform.
We are passionate about transforming the way Indians get personal
finance advice. Our team is dedicated to providing comprehensive
financial solutions that cater to the unique needs of our clients.

Location: Mumbai, Andheri

Employment Type: Full time

Key Responsibilities:

1. Trade Execution (Tech-Enabled)- Execute equity and derivative trades via trading platforms, OMS (Order
Management Systems), and APIs
Ensure best execution using real-time market data and algorithmic tools (if
applicable)
Manage high-volume and time-sensitive trades with minimal slippage

2. Platform & System Utilization- Work on OMS/RMS systems for order placement, modification, and
tracking
Coordinate with tech teams for system enhancements, bug fixes, and




automation
Ensure proper tagging, allocation, and mapping of trades across PMS
accounts

3. Data-Driven Decision- Support
Track market movements, liquidity, and pricing trends using analytics
tools
Share execution insights with fund managers (slippage analysis, cost
efficiency, etc.)
Maintain dashboards/reports for trade performance and execution quality

4. Compliance & Controls- Ensure trades are executed within SEBI PMS guidelines and internal
compliance framework
Follow pre-trade and post-trade compliance checks via RMS/tools
Maintain digital audit trails and system-based documentation

5. Reconciliation & Settlements- Coordinate with operations and custodians for seamless trade settlement
Resolve breaks in trade allocation, contract notes, and holdings
Monitor brokerage, taxes, and transaction costs

6. Process Improvement & Automation- Identify opportunities to automate manual dealing processes
Wor

📌 PMS Dealer (Mumbai)
🏢 Finnovate
📍 Mumbai