Job Description:

Responsibilities:
We’re looking for stock Operations who oversee the day-to-day operations of our company.
- Execution and Managing Funds Operations Team (Broking) for daily BAU activities, i.e.

Client and Exchange level Funds Payin/Payout
Client’s Deposit and Withdrawals reconciliation on transaction level
Client’s Allocation process on omnibus and direct carrying module
Accounting of Entries
Onboarding and client account support
Exchange/Client level reporting, i.e.
- Enhanced Risk Based Supervision
- Client’s Cash and Cash Equivalent
- Bank level cash balance
- Client’s Segregation
- Client’s shortage allocation
- Client’s Margin reporting (EQ/FO)

Banks and General Ledger Reconciliations
Trial Balance preparation and scrutiny
- Trade order management- handling and reconciliation
- Corporate actions handling
- Communications with Exchange/Clients/Auditors/Inter-connected Teams
- Process Optimization/Automation
- Preparation of Process SOPs/Checklists/Flows
- Submitting Audits/Inspections data requirements




- KYC management and compliance verification
- Futures and Options handling (margins/executions) and reporting
- Oversee the implementation of systems to measure the performance of the individual team’s members against budget and pre set performance measurement criteria
- Ensure that the appropriate personnel are in place to deliver the short and long terms goals set for the Brokerage Operations Team and provide direction, coaching, training
- and motivation to these staff.
- Ensure that all CMA compliance requirements relating to KYC, Client money and AML are met at all times.

Specialized job competencies:
- Manage day-to-day operations of all products and maintain effective organizational relationships
- Skilled in handling Mutual funds, Equities, fixed income, etc.
- Lead the Operations team in the implementation of the recent Brokerage systems.
- Lead the team in providing comprehensive operations support to the whole Brokerage Division incl

📌 Hiring Stock Operations Executive for a Leading Fintech Company (Gandhinagar)
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📍 Gandhinagar