The Compliance Officer will be responsible for ensuring full
regulatory and statutory compliance for the fund management business under IFSCA
(GIFT City) and SEBI regulations. The role involves overseeing all aspects of AIF
Category II compliance, governance, audit coordination, filings, and liaison
with regulators.

The ideal
candidate will have hands-on experience managing compliance frameworks for AIFs,
Fund Management Entities (FMEs), Portfolio Managers, or Investment Advisers,
and a deep understanding of applicable financial, legal, and operational
standards.

Key
Responsibilities

Regulatory
Compliance & Governance
- Ensure compliance with all
relevant laws and guidelines under IFSCA (Fund Management) Regulations, SEBI
(AIF) Regulations, and Companies Act.
- Monitor regulatory changes,
circulars, and guidelines from IFSCA, SEBI, and MCA, and implement
necessary policy updates.
- Prepare, review, and file
periodic reports, disclosures, and returns to IFSCA, SEBI, RBI, and other
statutory authorities.
- Develop and maintain a
compliance calendar,



ensuring timely submission of all filings and
reports.
- Draft, review, and maintain fund
documentation, compliance manuals, internal policies, and SOPs.

AIF /
Fund Management Oversight
- Oversee day-to-day compliance
for Category II AIF activities, including fund setup, investor onboarding,
drawdowns, and capital calls.
- Ensure due diligence and KYC/AML
checks are conducted in accordance with applicable regulations.
- Liaise with custodians, fund
administrators, trustees, and auditors for ongoing fund operations and
reporting.
- Support the Principal Officer
and senior management in ensuring fund-level governance and documentation
integrity.

Audit
& Risk Management
- Coordinate statutory, internal,
and compliance audits and ensure timely closure of audit observations.
- Identify, assess, and mitigate
potential compliance risks across fund operations.
- Maintain internal controls and
ensure adherence to compliance an

📌 Compliance Manager (Gandhinagar)
🏢 XpertReach
📍 Gandhinagar