Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets.
Responsibilities:
• Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring.
• Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies.
• Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies.
• Assist in identifying the data governance and data reconciliation issues.
• Must be valuable with people management skills, must have on papers experience
Qualifications:
• Bachelor’s degree with a preference to advanced degree or progression towards CFA/FRM/CAIA
• 4-6 years of relevant experience in investment compliance monitoring with an exposure towards rule coding.
• Knowledge of guideline monitoring or coding in compliance systems e.g., Charles River, Bloomberg, LZ Sentinel, Aladdin or Clearwater Analytics would be an added advantage.
• Good to have experience in querying database and analyzing large data sets
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Deliver
No
Performance Parameter
Measure
1
Process
No. of cases resolved per day, compliance to process and quality standards, meeting process level SLAs, Pulse score, Customer feedback
2
Self- Management
Productivity, efficiency, absenteeism, Training Hours, No of technical training completed
📌 Senior Analyst (Gurugram)
🏢 Wipro
📍 Gurugram
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