Verification
of Account opening forms and supporting documents
Uploading
UCC/DP details to Exchange(s)/ Depository.
Verify and
process of Account modifications
Process
knowledge and verification of Transfer cum closure in DPs
Process
knowledge of KRA / CKYC.
Issuing and
maintaining of DIS Slips.
Client risk
profiling and updating in Back Office.
Ensuring all
Compliance requirements from KYC perspective.
Generating the
various reports for Excheng/SEBI inspections.
Ensuring KYC
reviews are undertaken to the required quality standards on a timely basis
Be updated on
the latest circulars and developments of NSE/BSE/MCX/SEBI
Taking care
off all the onboarding process of the clients.
Requirements
Requirements:
1
Knowledge in MS-Excel
2
Positive communication
3
Knowledge in Capital Market will be an
added advantage
Qualification: