Job DescriptionRole Summary:
NWe are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
NDesignation: Manager
NReporting Manager: Director
NExperience: 8-12 years of relevant PQE
NQualification: CS mandatory. LLB, LLM and other related courses preferred
NFunction: Compliance & Regulatory
NLocation: Mumbai - Dadar
NKey Responsibilities:
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- Manage the firm's compliance framework across all business units and support functions.
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- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
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- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
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- Draft and review compliance policies, SOPs,
and internal guidelines.
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- Conduct risk assessments and compliance audits across departments.
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- Manage regulatory filings, submissions, and correspondence with authorities.
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- Oversee compliance training and awareness programs across the firm.
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- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
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- Manage internal investigations into compliance breaches or concerns.
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- Maintain records and reporting mechanisms for compliance monitoring and tracking.
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- Provide regular updatesand reports to senior management and the Board, as applicable.
NKey Requirements:
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- 8-12 years of experience in regulatory compliance roles.
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- CS & LLB mandatory;
LLM or additional compliance certifications preferred.
N
- Solid understanding ofcorporate laws, financial regulations, data protection, and anti-corruption compliance.
N
- Experience advis
📌 Compliance Manager (Alibag)
🏢 BDO India
📍 Alibag
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