Compliance Officer (Bengaluru)

Compliance Officer (Bengaluru)

12 Aug
|
POTENTIAM
|
Bengaluru

12 Aug

POTENTIAM

Bengaluru

Location : Bangalore ( Hybrid )
Experience : 5+ years

We are seeking a detail-oriented and proactive SOX Compliance & IT Audit Analyst to support governance, risk, and compliance initiatives. The role involves executing SOX controls, performing ITGC testing, supporting audits, and ensuring adherence to regulatory standards. The ideal candidate will have robust hands-on experience in SOX compliance, control testing, and documentation, along with the ability to collaborate across technical and business teams.

Key Responsibilities

Perform ITGC testing and ensure compliance with SOX and governance requirements
Conduct control walkthroughs and collect audit evidence in line with documentation standards
Identify control gaps and support remediation planning and tracking
Maintain and update SOX documentation, including process narratives and control matrices
Monitor SOX cycle timelines and ensure timely completion of compliance activities
Prepare compliance reports and dashboards for management review
Support risk assessments and governance oversight activities




Coordinate with external auditors, including responding to evidence requests and facilitating walkthroughs
Explain control frameworks and processes clearly to auditors and stakeholders
Review controls executed by IT analysts to ensure compliance and effectiveness
Participate in issue tracking and governance reporting processes
Apply analytical skills to perform root cause analysis and evaluate remediation effectiveness

Essential Qualifications

Strong knowledge of SOX compliance and governance requirements
Hands-on experience in ITGC testing and audit execution
Experience in conducting walkthroughs and evidence collection
Proficiency in SOX documentation standards and control frameworks
Ability to identify control gaps and assess risks effectively
Working knowledge of IT control environments and ITGC domains
Experience with control matrix preparation, compliance tools, and process mapping
Understanding of audit

📌 Compliance Officer (Bengaluru)
🏢 POTENTIAM
📍 Bengaluru

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