Job Description Job Title: Head of Operations Organization:
Allvest Location: Kurla, Mumbai Department:
Operations Experience Required: 10+ Years (Wealth Management / Broking / Financial Services Preferred)
Role Overview
We are looking for an experienced and result-driven Head of Operations to lead and manage end-to-end operational functions including KYC, DP operations, fund settlement, trade settlement, security settlement, and billing operations. The ideal candidate will ensure smooth operational processes, regulatory compliance, and strong coordination between internal teams, Compliance & Risk teams, and external stakeholders.
Key Responsibilities
1. Operations Management
• Oversee day-to-day operations of:
o KYC Team
o DP Operations Team
o Fund Settlement Team
o Trade Settlement Team




o Security Settlement Team
o Billing Team
• Ensure all operational activities are completed within defined timelines.
• Implement process improvements to increase efficiency and accuracy.
2. KYC & Compliance Operations
• Monitor onboarding and KYC processes for current clients.
• Ensure strict adherence to regulatory requirements (SEBI / Exchanges /
Depositories).
• Manage audit readiness and documentation processes.
• Coordinate with compliance and risk teams when required.
3. DP & Settlement Operations
• Supervise DP operations including

📌 Head of Operations (Himachal Pradesh)
🏢 Allvest Securities
📍 Himachal Pradesh