Req ID 342777 NTT DATA strives to hire exceptional creative and passionate individuals who want to grow with us If you want to be part of an inclusive adaptable and forward-thinking organization apply now We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management to join our team in Bangalore Karn taka IN-KA India IN Jr Business Consultant - Compliance SMEs for Regulatory Compliance in Alternative Investment Management Work Location Mumbai Job Role Jr Business Consultant Work Location Mumbai Experience 3-6 years About the Job Responsible for ensuring compliance with SEBI Alternative Investment Funds regulations and other applicable laws regulatory requirements for category II AIFs The role involves monitoring funds operations investor reporting regulatory filings and providing guidance to business teams on compliance matters Key Responsibilities Compliance with all regulations pertaining to category II AIF at SEBI in relation to investment and reporting from time to time to SEBI Quarterly time to time reporting keep the record for audit Documentation and compliances of investee companies investor s and keeping the record and compliance with investor and investee agreement of AIF CAT II Reviewing of all marketing materials quarterly annual updates all the communication to be sent to investors SEBI Drafting vetting negotiating and finalizing AIF documents-PPMs amendments to PPM contribution agreements side letters etc in co-ordination with the fund legal counsel Drafting reviewing compliance manual and other policies for AIFs Reviewing Vetting all service-related agreements for AIFs NDAs engagement letters etc Maintenance of KYC of investors and time to time reporting about fund progress Record keeping Accounting Taxation and related Compliance audit report Review of Investment in periodic interval risk analysis and reporting Stay updated on relevant regulations guidelines from SEBI and other regulatory bodies affecting

📌 Compliance Smes For Regulatory Compliance In Alternative Investment Management (Bengaluru)
🏢 NTT Data
📍 Bengaluru