Internal Audit – SOX & ICFR Expertise to support Prompt Engineering of Agents
Role Summary
We are seeking an experienced Internal Audit, SOX, and ICFR focused individual to design, develop, and optimize sophisticated prompts and agentic workflows that power fieldwork acceleration within an Internal Audit Management System. This role will focus on creating AI-driven agents that accelerate the creation of audit procedures, evidence orchestration (identification, requests, evaluation, and application), and test execution, including workpaper generation detailing test work completed. Initial focus will be on transactional testing (e.g., SOX/ICFR) with planned expansion to support all types of audit testing.
Key Responsibilities
Design and maintain advanced prompts and agent instructions for audit-specific AI use cases.
Translate audit methodologies, SOX requirements, ICFR frameworks, and organizational policies into structured AI workflows.
Develop AI agents that generate audit procedures, testing steps, control assessments, and workpaper documentation.
Collaborate with Internal Audit,



Risk, Compliance, and Product teams to ensure outputs align with professional standards and regulatory requirements.
Continuously evaluate and refine prompt performance for accuracy, consistency, explainability, and audit defensibility.
Establish prompt governance, testing, and quality assurance processes to minimize AI hallucinations and ensure reliable outputs.
Support integration of retrieval-augmented generation (RAG), knowledge bases, and agent orchestration capabilities.
Qualifications
10+ years of experience in Internal Audit with a strong focus and competency in SOX compliance, ICFR, and control testing methodologies.
Ability to convert complex business and audit requirements into structured AI instructions and workflows.
Familiarity with audit documentation standards, workpapers, and regulatory compliance requirements.
Solid analytical, communication, and stakeholder management

📌 Senior Product Owner (Pune)
🏢 Wolters Kluwer
📍 Pune