Job responsibilities:
- Responsible for executing client-related engagements in the areas of SOX 404 & Clause 49 assistance, Governance, Risk & Compliance (GRC), Internal Audits, Process Reviews, Standard Operating Procedures,.
- Responsible to discuss with risk owners for identification and assessment of key risks and development of mitigation plans
- Perform gap assessments by conducting detailed walkthroughs with process owners and identifying opportunities for automation, process transformation
- Review and assess the design of internal controls to ensure they address key risks and comply with SOX requirements.
- Develop detailed process narratives, risk control matrices (RCMs), and flowcharts.
- Expertise in Substantive testing procedures - Conduct tests of transactions to validate the effectiveness of controls over financial reporting; verify the accuracy, completeness, and validity of data through sampling methodologies and data analytics.
- Information Produced by the Entity (IPE)
Testing - Evaluate the reliability of information used in the execution of controls; perform detailed testing to validate the accuracy, completeness, and integrity of IPEs; ensure that data sources and logic align with control objectives.
- Management Review Controls (MRC) testing Test the design and operating effectiveness of Managements review of financial and operational data; evaluate the documentation, criteria, and frequency of management reviews; assess the quality of evidence and identify any gaps in the review process.
- Assess the existence, efficiency, and effectiveness of the SOX control workplace by directing control/process optimization.
- Collaborate with cross-functional teams, including accounting, IT, and operations, to ensure control objectives are met.
- Assist clients in preparation for external audits by addressing auditor inquiries and providing necessary documentation.
- Inspect companys policies and procedures; perform evaluation of control design; and ca