Job Role: Unit Head-COE & Audit Strategy
Location: Corporate Office (Sandoz House - Worli)
Job Function: Internal Audit
Team: Centre of Excellence & Audit Strategy

PURPOSE OF THE JOB
Assist Head-COE in supervising the Internal Audit function
Implement and monitor various central level activities for the internal audit function to ensure accurate regulatory, Audit Committee and management reporting.
Collaborate with Regional/Zonal audit heads including internal and external stakeholders to ensure high-quality audit function.
Value additions by suggesting areas of development / improvement / automation.
KEY RESPONSIBILITIES
Audit Committee reporting:
Preparation / review of notes to the Board and Audit committee along with presentation under guidance of Head-COE
Liaison with Secretarial for submission of notes to the Board and Audit Committee

Planning and Budgeting:
Conduct Risk Assessment across Businesses (for the purpose of Audit planning) by collaborating with audit Reginal/Zonal heads and external stakeholders, as required




Review of manpower budgeting and risk categorization of branches / units on an annual basis and suggest areas of development / improvement, if any
Review of Audit Policy / Audit Plan / Audit Manual as per frequency
Review of quarterly energetic risk assessment
Assist GH in review of promotions and appraisals during the year

Regulatory submissions:
Liaison with Compliance for RBI Inspection indent/ Statutory auditor/ RBI Inspection indent/ US GAAP auditor indent/ External review indent collation & reporting etc.
Timely and accurate submission of information to statutory auditors /RBI inspectors/SOX auditors, including liaising the auditors under guidance from Head-COE
Collate data for RBS Tranches, RBI inspections, external auditors, and other regulatory submissions.
Monitoring Certifications by GH – IAD and ensuring timely submission

Monitoring:
Monitoring Audit Plan vs Actual (Audit lifecycle monitoring)
Review and monitoring of Open audit o

📌 Unit Head-COE (Mumbai)
🏢 HDFC Bank
📍 Mumbai