Key Responsibilities
- Investigate compliance exceptions in the context of the defined portfolio strategy and investment guideline rule
- Partner with technology and upstream teams to troubleshoot compliance guideline rule exceptions and articulate validation commentary with clarity.
- Support testing and implementation of rule changes relating to derivatives, CFTC, IRC, concentration limits, and other investment restrictions.
- Ensure timely resolution of issues and communicate risks/escalations to stakeholders.
- Collaborate with Compliance, Operations, Technology, Client Service, and Client Management teams to deliver project objectives.

Required Experience
- 3-8 years of experience in Investment Compliance, Portfolio Compliance, Compliance Reporting, or Investment Operations.
- Positive understanding of investment restrictions, regulatory compliance,



and portfolio monitoring.
- Experience interpreting client mandates, IMAs, prospectuses, and regulatory requirements will be a preferred advantage
- Familiarity with compliance platforms such as Charles River, Sentinel, Aladdin, Bloomberg AIM, or similar tools.
- Strong analytical, problem-solving, and stakeholder management skills.

Ideal Candidate
- Experience supporting compliance remediation, regulatory change, platform migration, or transformation initiatives.
- Ability to work independently and deliver results within aggressive project timelines.
- Strong communication skills with the ability to engage business, compliance, and technology stakeholders.

📌 Investment Compliance Analyst (Bengaluru)
🏢 Infotree Global Solutions
📍 Bengaluru