Role

CHIEF REGULATORY OFFICER & COMPLIANCE OFFICER (CRO & CO)
Location

Mumbai
Qualification Profile

CA / CS / LLB / MBA / Postgraduate in Finance, Economics or related discipline
Experience

20+ years of relevant experience in Capital Markets, including significant experience in senior regulatory leadership roles, preferably with a Stock Exchange, Clearing Corporation, Depository or other SEBI-regulated entity
Job Responsibilities
- Job Description – CHIEF REGULATORY OFFICER & COMPLIANCE OFFICER (CRO & CO)
- About MSE
- Metropolitan Stock Exchange of India (MSE) is a SEBI-recognized stock exchange dedicated to fostering a transparent, efficient, and technology driven marketplace. It provides a well-regulated platform for trading across multiple asset classes, including equities, derivatives, currency, debt instruments. With a solid emphasis on innovation and investor protection, MSE offers a seamless trading experience to its market participants and investors. ~~- Role Summary :




- MSE invites applications from accomplished regulatory professionals for the position of Chief Regulatory Officer and Compliance Officer (CRO & CO). The CRO & CO will provide strategic leadership to the Exchange's regulatory function and be accountable for ensuring regulatory integrity, effective governance and compliance with SEBI Regulations, SECC Regulations, Exchange Bye-laws, Rules and other applicable regulatory requirements. This role will be based out of Mumbai and will report to MD and CEO. ~~- Detailed Job description :
- Lead and define the regulatory vision, strategy, policies and governance framework of the Exchange. ~~ - Serve as the principal regulatory interface with SEBI, the Board of Directors and other statutory/regulatory authorities. ~~ - Ensure Exchange-wide compliance with applicable SEBI Regulations, SECC Regulations, Exchange Bye-laws, Rules, Circulars and applicable laws. ~~ - Provide strategic oversight of all regulatory departments including Surveillance & In

📌 CHIEF REGULATORY OFFICER (Mumbai)
🏢 Metropolitan Stock Exchange of India
📍 Mumbai