Compliance Manager:

Location: Chennai (Tamarai)
Function: Compliance / Risk & Governance
Industry: NBFC / Financial Services

About the Role

We are seeking a Compliance Manager to strengthen our compliance testing and monitoring framework. The role involves independently evaluating adherence to regulatory requirements, internal policies, and operational controls across business functions. The ideal candidate should possess solid regulatory interpretation skills, hands-on experience in audit/compliance testing, and exposure to banking or NBFC environments.

Professionals from Internal Audit, Compliance Testing, Risk Assurance, or Regulatory Compliance functions within Banks, NBFCs, or Financial Institutions are encouraged to apply.

Key Responsibilities
- Execute compliance testing and reviews independently across business and support functions in line with regulatory requirements and internal policies.
- Interpret and assess applicability of RBI regulations, circulars, and guidelines relevant to NBFC operations.
- Evaluate operational processes, systems,



and controls to identify compliance deviations, process gaps, and improvement opportunities.
- Prepare detailed compliance testing reports, observations, risk assessments, and actionable recommendations.
- Track and monitor closure of compliance observations and coordinate with stakeholders to ensure timely remediation.
- Engage with cross-functional teams to strengthen compliance culture and enhance control effectiveness.
- Develop, review, and update compliance testing scopes, checklists, methodologies, and SOPs.
- Maintain comprehensive compliance testing documentation, working papers, and audit trails.
- Support automation and digitization initiatives related to compliance monitoring and governance processes.
- Assist in regulatory examinations, internal audits, and management reviews by providing relevant compliance insights and documentation.

Desired Candidate Profile

Education
- Preferred: ACS / CA / CMA

📌 Chola is Hiring Compliance Manager in Chennai
🏢 Chola
📍 Chennai