Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps strengthen the firm's culture of compliance. Compliance accomplishes this through the firm's enterprise-wide compliance risk management program, which supports effective oversight, controls and accountability across the organization.
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors adherence to applicable laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent monitoring and testing; investigates, surveils and monitors for compliance risks and breaches; and supports the firm's response to regulatory examinations, audits and inquiries.
You'll be part of a global team comprised of professionals from diverse academic and professional backgrounds who are committed to safeguarding the integrity of the firm and maintaining a robust control setting.
Your Impact
We are seeking an Analyst / Sr. Analyst to join the Global Banking & Markets (GBM) Programmatic Reviews & Forensics Team within Compliance. In this role, you will contribute to the execution and enhancement of risk-based programmatic reviews, forensic investigations and thematic analyses designed to assess compliance, conduct, regulatory and reputational risks across GBM businesses.
Additional responsibilities will include identifying emerging risks and designing tests to mitigate regulatory and reputational risks, evaluate the effectiveness of tests, assess adherence to firm policies and regulatory obligations, and provide meaningful insights to stakeholders such as control owners and line Compliance partners across regions.
Our Impact
The GBM Programmatic Reviews & Forensics Team is responsible for executing data-driven programmatic reviews and forensic analys