- Prior experience of Audit Inspection, preferably in securities/ commodity industry and warehousing / exchanges/ clearing corporations.
- Minimum 3 years experience needed in relevant field.
- Strong communication skills and proficiency in Word, Excel, Outlook, and PowerPoint.
- Ability to understand and comprehend contents of agreement, balance sheet, annual report, legal notice etc.
- Ability to manage complex projects and multi-task.
- Ability to flourish with minimal guidance and be proactive.
- High level of integrity and honesty is desired with a commitment to achieve management objectives.
Job Description:
Audit and Inspection of Repository Participant (RP):
- Ensure compliance with established internal control procedures by examining records,
reports, operating processes and documentation.
- Completes audit workpapers by documenting audit and findings
- To check adequacy of internal control systems by completing audit questionnaires.
- Communicate audit findings by preparing a report; discussing findings with auditees.
- Contribute/ coordinate with internal operations team on related results as needed.
- Ensure necessary documents / information as prescribed by CCRL are collected from different types of Client/Depositor for current