As the Team Lead of Distribution Operations team you will oversee a team responsible for managing AML KYC and distributor due diligence processes for wholesale and institutional clients of our EMEA-based asset management business You will work in close partnership with the EMEA Client Management team and act as a key liaison between internal stakeholders and clients ensuring client-driven activities processes and outcomes result in an excellent service and experience for our clients Your primary responsibility will be to ensure we have sufficient information and controls relating to investors in and distributors of our EMEA-based products and strategies to allow us properly to discharge both our fiduciary duties to our investor universe and our regulatory obligations such as Consumer Duty You will do this principally by sourcing analyzing and maintaining relevant client information for operational and regulatory purposes in many cases working directly with clients In addition you will work closely with various other internal functions such as Client Service Ops Financial Crime Prevention Global Contract Office and others based both in India and in EMEA As part of this role you will be expected to identify opportunities to improve these processes and work with internal teams to deliver these improvements As the team lead this role requires strong leadership stakeholder management and subject matter expertise in AML KYC and fund distribution operations Key Responsibilities Team Leadership Oversight Lead and mentor a team responsible for managing AML KYC and distributor due diligence processes Allocate tasks manage workloads and ensure timely delivery of team objectives Provide guidance and support on complex cases escalations and regulatory interpretations Foster a collaborative and high-performance team culture Operational Excellence Compliance Oversee the accurate classification of recent relationships and ensure distributor status is correctly established Ensure AML K
📌 Team Lead (Gurugram)
🏢 Ameriprise Financial
📍 Gurugram
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