Job Summary

Job Title: Compliance Officer

Are you ready to take your career to the next level in the dynamic world of financial servicesWe are seeking a dedicated and detail-oriented Compliance Officer to join our team in Gandhinagar. As a key managerial personnel (KMP) under the IFSCA (Fund Management) Regulations, 2025, you will play a crucial role in ensuring our organization operates within the highest standards of compliance. This is an exciting chance to work at the forefront of regulatory frameworks within the GIFT City, collaborating with various teams to uphold our commitment to integrity and excellence.

Responsibilities

- Ensuring continuous adherence to IFSCA (Fund Management) Regulations, 2025, and all applicable regulatory frameworks across our operations and fund structures.
- Monitoring compliance with the Code of Conduct for the Fund Management Entity (FME) and its KMPs, ensuring alignment with FM Regulations.
- Overseeing adherence to FEMA provisions related to cross-border fund flows, NRI/OCI investments, and foreign portfolio activities.
- Managing compliance with SEZ regulations and GIFT IFSC-specific operational requirements.
- Implementing and tracking the PIT Policy alongside AML/CFT/KYC Policies in accordance with regulatory requirements.
- Staying updated on amendments to IFSCA regulations, circulars, and guidelines,



and ensuring timely compliance across the organization.
- Acting as the primary liaison with IFSCA and other regulatory authorities, anchoring the compliance function within our IFSC GIFT City office.

Requirements

- A CS (Company Secretary) qualification from the Institute of Company Secretaries of India (ICSI) - highly desirable for IFSCA-specific curriculum knowledge.
- An LLB/LLM with a specialization in securities or financial services law is advantageous.
- ICSI Certification prescribed for Compliance Officers for GIFT City.
- A minimum of five years of experience in related activities in the securities market or financial products, preferably within an eligible institution.
- Post-qualification experience of at least three years in an eligible institution in IFSC, India or any foreign jurisdiction, with valid certifications.
- Previous experience in Fund Management, Mutual Funds, PMS, or AIF will be a significant advantage.
- Strong time management, excellent communication skills, and the ability to interpret regulatory amendments effectively.

Disclaimer : This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Compliance Officer (Gandhinagar)
🏢 Rekrut India
📍 Gandhinagar