Job Description
Associate Compliance Manager

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Work Location:

Bengaluru

Bengaluru

Relevant Work Experience:

(CRAs / Banks / Financial Industry)

5+ years

About Brickwork Ratings

Primary Responsibility:

Competency / Skills:

Educational Qualification:

Brickwork Ratings (BWR) is one of India s leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public sector bank as its promoter and strategic partner.

BWR is headquartered in Bengaluru and has a pan-India presence. The rating team is headed by the analytical prowess of the industry s most experienced credit analysts and bankers.

BWR offers rating services to Bank Loans, NCD, Commercial papers, Bonds, Mutual Funds, PPMLDs, and Security Receipts. BWR s ratings have rated over 100,000 large Corporates, Banks, Financial Institutions, State and local Governments, and small businesses.



BWR provides investors and lenders, with timely and in-depth research across structured finance, public finance, financial institutions, project finance, and corporate sectors.

Regulatory Compliance (SEBI, RBI, Stock Exchanges, FIU)
Ensure timely and accurate compliance with SEBI (CRA, LODR, ICDR, PMLA), RBI, and Stock
Exchange regulations.
Prepare, review, and submit periodic regulatory reports, returns, disclosures, and
certifications.
Monitor regulatory updates, circulars, and guidelines; assess their impact and coordinate
implementation.
Manage compliance related to listing obligations, disclosures, and information submissions
to stock exchanges.
Oversee compliance under PMLA, including KYC reviews and reporting.
Regulatory Interaction Correspondence: Liaise with SEBI, RBI, Stock Exchanges, FIU-IND,
and other regulatory bodies as required.
Draft and respond to regulatory communications, quer

📌 Associate Compliance Manager (Bengaluru)
🏢 Brickwork Ratings (BWR)
📍 Bengaluru